For Financial Services Firms, Payments Firms, Investment banks, brokers , MSB's in Canada, USA or any industry with a regulator.
Discover Our Expertise
Discuss your compliance, AML, privacy or accounting needs and concerns
What is your firm concerned about.?
Are you just setting up and seeking registration with a regulator like OSC, IIROC, Fintrac or in the USA with Finra or others?
Or are you firm that wants to shore up your compliance and prepare for an audit?
Or have you learned of a compliance audit and need some help of staffing for the extra work.
Expert Compliance and Finance Knowledge CCO's, CFO's
Experienced Chief Compliance Officer's and Chief Financial Officers plus AML. With an average of 20 years of experience, the staff has the capabilities and expertise to take your compliance to the next level - or off the ground if just starting out as a new firm. At Toronto Harbour Compliance, we combine our insights and skills to alleviate your compliance issues and process concerns.
How we can help
Advice and help for start ups
New Firm registration with a regulator
New firm registration strategy
Independent Compliance Review (annual)
Compliance, legal opinion or interpretation
Compliance document completion
Fintrac, Anti Money Laundering rules for MSB's
Policies and procedures manuals and updates
Part-time, virtual or Full-time CCO
Part-time, virtual or Full-time CFO
Part-time Controller services
Anything requiring a CPA
Independent review committee member
Governance advice , governance structure
Board consulting, Board structuring
Board member, external director
Financings. Seed - Series A
WHO WE ARE
At Toronto Compliance, we understand that change is not always easy. Since 2000, we’ve been helping companies of all sizes respond to compliance and finance requirements and concerns. Our team has held roles as Chief Compliance Officer and Chief Financial Officer for firms in both start-up and complex financial environments (Canada +USA).
Our team of experts is ready to help you develop strategies for not only surviving but thriving in the future. Give us a call or email today to set up your first consultation.
#1810- 350 Queens Quay West, Toronto, Ontario M5V 3A7