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  • William James

Looking to start a financial firm?

If you are looking to make the move towards opening and registering a financial firm;


There are many things that must be contemplated beforehand to avoid unecessary time delays and potentially huge unneed costs. With surgical percision you need help to decide how best to go about the process to minimize costs and to minimize registration time.


Issues to consider:


1) Do you even need to register with a regulatory body


2) What type of business do you you want to run

- there are ways to partner with other firms to avoid registration and related time delays and costs


3) What regulatory bodies are relevant .


4) In what countries would you like to do business, ideally

- this would trigger registration issues

- you may want to do business in a certain country as well but registration costs may preclude you

-within a country what jurisdiction, states or provinces. Each jurisdiction has a fee.


5) What are all the costs


6) Who will perform and guide you through the actual registration process



*** In conclusion there are many issues that could lead you down a costly and time consuming path. Some firms without proper guidance are denied registration after incurring large costs and time delays of over a year. Proper advice as from the start is required

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